Compliance Summit




Summit Sponsors


Hosted by FIS
Trusteer Verafin Harland Financial Solutions Lexis Nexis
IBM

Agenda

Thursday, Jan. 26

Time Topic
7:30 – 8:30 a.m. Registration and Breakfast
8:30 – 9 a.m. Opening Act: Key Risks, Trends and Forecast
9 – 10:15 a.m. Keynote:
Risk Management & Value Creation in Turbulent Times: What Every Bank Executive Must Know
10:15 – 10:30 a.m. Break
10:30 a.m. – 12:30 p.m. What are Examiners Finding, What will they focus on in 2012
  • Fed
  • FDIC
  • OCC
  • NCUA
  • CFPB
12:30 – 1:45 p.m. Lunch by the San Diego Bay
1:45 – 3:15 p.m. Fair Lending and BSA/AML: Drill-down on top two risks, Latest risk issues and strategic impact
3:15 – 3:30 p.m. Break
3:30 – 5 p.m. Mobile Banking & Social Media: The Latest Risks - What You Must Know to Succeed in 2012
5 – 6:30 p.m. Networking Reception

Friday, Jan. 27

Time Topic
7:30 – 8:30 a.m. Power Breakfast Sessions: Industry's Latest Solutions: Risk Mitigation in Action
8:30 – 10 a.m. Keynote:
Risk Management 3.0: Strategies, Tactics and Best Practices for 2012 and Beyond
10 – 10:15 a.m. Break
10:15 a.m. – 12 p.m. The Enterprise Compliance Risk Map: Products, Life Cycles, Old and New Compliance Requirements, Risks & Best Practices
12 – 1 p.m. Lunch by the San Diego Bay
1 – 2:15 p.m. Risk-based Training, Monitoring and Audits: Best Practices, Tips and Strategies
2:15 – 2:30 p.m. Break
2:30 – 3:30 p.m. Closing the Loop: How to Implement a Highly Effective Compliance Risk Dashboard & Board Reporting Process for Results
3:30 – 3:45 p.m. Break
3:45 – 5 p.m. Grand Finale: How to avoid a Compliance Tsunami - Case Studies of How Not To, How To
5 p.m. Closing comments and conference adjournment

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Summit Quick Facts

Hotel Aerial

Jan. 26 – 27, 2012
Coronado Island Marriott
Resort & Spa
San Diego, Calif.

Who Should Attend?

  • Compliance Officer
  • BSA/AML Officer
  • Risk Management Officer
  • Internal Auditor
  • Legal Counsel
  • Board of Directors
  • Fair Lending Officer
  • Operations Officer
  • Privacy Officer
  • Regulator/Examiner
  • Executive Management
  • CEO

The Compliance Summit has been approved for 16.25 CRCM credits by the ICB.



Summit Reviews

The following are comments from past Compliance Summit attendees:

“This is the best conference that has all the content that we need.”
Ruth Lopez
Compliance Officer
Regents Bank

“It is a world class conference.”
Ed Bade
SVP of Global Compliance
Northern Trust

“It is an educational experience you cannot afford to miss.”
Peg Meagher
Chief Compliance Officer
Bank of Hawaii