Compliance Summit





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Details & Cost


Please Note: Although the 2010 Compliance Summit has occurred, you may still buy a virtual pass! For more information, click here.

Join your peers at this unique event and obtain invaluable and timely knowledge that will enable you to stay ahead of the curve!

You are faced with an increasing risk environment. The regulators are shifting their focus. So are the class action lawyers.

You need to know where the risks are emerging and implement strategies to manage those risks proactively. You also need strategies to help you deliver maximum value to your institution! Attend the Compliance Summit and take your compliance function to the next level!

You will learn:

  • What are the key risks to focus on in 2010
  • How to effectively mitigate those risks

You will receive:

  • Best Practices. This will help you to determine whether you need to make any adjustments to your compliance risk management program.
  • Strategies. This will help you mitigate risk, save money, or increase revenues back at your institution to maximize your value.

Only the latest, strategic information, presented by the nation's top compliance experts and expert speakers in an engaging, interactive manner!

Bonus! You will also receive a copy of the report titled "Regulatory Examination Statistics, Cases, Trends & Forecasts: State of the Union Report." This is the industry's most comprehensive research report on all banking agency examinations.

Speakers include top regulators who have authored examination procedures, supervised key examinations or are involved with current enforcement actions. Also, top lawyers and compliance officers and experts that have implemented best practices. In other words, expert practitioners that will share their knowledge, experiences and insights so you can stay ahead of the curve!

Plus, electronic polling throughout the conference and peer group sessions for instant knowledge-sharing!

You can't afford to miss this event! (click graphic to enlarge)


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Click to register now!

Please note: no refunds for cancellations after December 31, 2009. There will be a 15% refund fee charged to all cancellations before the deadline.

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Summit Quick Facts


Hotel Aerial

January 21st & 22nd, 2010
Marriott Coronado Island Resort
San Diego, California

Who Should Attend?

  • BSA/AML Officer
  • Compliance Officer
  • Risk Management Officer
  • Internal Auditor
  • Legal Counsel
  • Operations Officer
  • Fair Lending Officer
  • Privacy Officer
  • Manager
  • Bank Examiner



Summit Reviews


The following are comments from past Compliance Summit attendees from our post conference surveys:

"I've participated as both a Regulator and a Banker and find this seminar top notch!"

"The Summit was terrific. Very informational and enjoyed meeting peers. The various best practices was an added bonus. Great opportunity and I hope to attend next year."

"Invaluable. Best compliance conference in the industry."

"Packed with new information, and best practices."

"Excellent pace and content. Electronic polling was great."

"All of the speakers were excellent. The location was fantastic."

"The facility, food and staff were excellent. Location is beautiful, thank you!"