CURRICULUM ASSIGNMENT BEST PRACTICES GUIDE

Compliance Coach recently published the financial services industry’s first Curriculum Assignment Best Practices Guide (“Guide”).

Based on detailed research of laws, regulations and industry best practices, the Guide was developed to address an urgent need of financial institutions: what is the optimal compliance training plan for each employee based on their job that will not only satisfy regulators but also improve employee performance?

Previously financial institutions struggled to devise an optimal compliance training program and plan for its employees. There was no single resource that identified by job family and title, what training must be provided or what should be provided that would not only meet legal requirements, but also improve compliance and reduce risk.

While Compliance Coach has always leveraged its deep compliance expertise to assist its customers in devising an optimal compliance training program, it proactively saw a need to develop and publish an authoritative Guide.

This Guide is exclusively for Compliance Coach’s customers, and provides a detailed chart of compliance training broken into four tiers, by job family and job title:

• Tier 1 = Mandatory
• Tier 2 = De-facto
• Tier 3 = Best Practice
• Tier 4 = Professional Development

It enables a financial institution to implement an optimal compliance training program, improve compliance, satisfy regulators, control risk and save time and money.

This is just an example of the many ways we keep our customers ahead of the curve and why our compliance training program, Regulatory University, is recognized as the industry’s highest quality, most effective solution.

It comes with over 125 courses (covering key federal and state laws), that are highly interactive, plain language and job specific. Plus, streaming presentations on new and upcoming laws, and emerging risk issues from top experts (complimentary!). Also, complete customization, and a powerful learning management system with detailed reporting, and a host of tools!