Safety & Soundness: What Every Compliance Officer Must Know

In light of the current economic conditions, regulators are stepping up safety and soundness examinations of financial institutions to make sure there are no credit or liquidity risks. While majority of financial institutions are passing credit quality and liquidity stress tests, they are failing compliance tests.

The exams are uncovering compliance violations of safety and soundness laws and regulations and catching financial institutions by surprise!

Majority of cease and desist orders and other enforcement actions are from compliance violations of safety and soundness laws and regulations. Don’t get surprised at your next exam!

This two hour webinar, presented by Compliance Coach's chairman & CEO Sai Huda, will cover the latest safety and soundness compliance risk issues and provide best practices that deliver results. After attending the webinar, you will:

• Become aware of what the regulators are focusing on in safety and soundness exams
• Learn how to incorporate safety and soundness into your compliance risk assessment
• Be able to implement risk management best practices that deliver results

Mr. Huda will cover the following in his presentation:

• Recap of safety and soundness examination scope
• What are high risk safety and soundness laws & regulations
• What the regulators are focusing on, recent violations
• Real-world examples from actual cases
• How to incorporate safety and soundness into your compliance risk assessment
• Risk Management Best Practices that deliver results
• Questions & Answers

Mr. Huda is one of the nation’s leading regulatory compliance experts and an expert speaker. He is a featured speaker at major industry conferences. He is known for his dynamic, practical presentations.

He serves as the chair of the annual Compliance Summit, the nation’s premier compliance conference. This thought-leadership event brings together leading regulators and other experts to forecast risks and identify best practices.

Mr. Huda has over twenty years of experience as an expert compliance practitioner and has served as a chief compliance officer with major financial institutions. He is a Certified Regulatory Compliance Manager (CRCM), Certified Risk Professional (CRP) and Certified Internal Auditor (CIA).

This two hour webinar will also provide 2.5 CRCM credits.

$150 fee for the webinar! Only $100 if you are a Compliance Coach customer! Please simply click the sign up button or click here to request the recording and we will email you the link and bill you!