Products & Services

Compliance Coach is comprised of an in-house team of some of the nation's top compliance experts. Our experts are former regulators that have authored regulations or examined financial institutions, or compliance attorneys or compliance officers who have spent years practicing compliance at leading financial institutions.

Our experts are also at the forefront and work closely with regulators on implementing new regulations, and take pride in being the first to educate the industry whenever a new regulation is issued.

This deep expertise enables us to provide the highest quality regulatory compliance advisory, consulting and training services to our financial institution clients.

COMPLIANCEPAL

Millions of businesses must comply with the Fact Act Identity Theft Red Flags Rule by November 1st, 2008! CompliancePal is a one-stop compliance solution that walks the user through a series of questions and produces: the required risk assessment, the mapping of red flags to appropriate detection and response procedures, the written program, the training materials and the compliance status report, and everything necessary to pass an audit. CompliancePal is also updated regularly for new identity theft schemes and red flags.

COMPLIANCE RISK INDICATOR

Imagine if you could use one software solution to manage enterprise-wide compliance risk. Imagine if you could calculate inherent and residual risks in aggregate, by regulations, products or lines of business. Imagine if you could use real-time risk dashboards to identify, measure, monitor and control compliance risk. Now you can! With CRI, know where your risk is at all times so you can take timely action.

AML/BSA

Is your current AML/BSA training program enterprise-wide and not limited to the frontline? Is it tailored for each line of business and job function? Is it teaching red flags specific to job duties and how to report suspicious activity? Our tailored, online training solution will have you ready to pass your next AML/BSA exam with ease.

COMPLIANCE TRAINING

Experience our best-in-class online training solution! You must have an effective compliance training program in order to pass your next exam. Our compliance training program covers all key risk topics and teaches your employees how to comply. Use our tool to measure learning accurately and identify who is high risk. Our solution includes over 150 courses and contains superb instructional design with robust interactivity.

CONSULTING

Our Turbo-charged, Laser-focused, Consulting, otherwise known as TLC, is a valuable service which includes risk assessments, compliance program reviews and compliance audits. We specialize in high risk areas such as AML/BSA, Fair Lending and Privacy. We can enhance your compliance program so that it meets or exceeds the new regulatory requirements. Many of the nation's premier financial institutions have benefited from our TLC... Shouldn't you?